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Filing Description Date Filed Size Sorted Ascending View  
REGDEX form regdex Nov 8, 2006 0.0 KB View HTML  
REGDEX form regdex Nov 8, 2006 0.0 KB View HTML  
REGDEX form regdex Nov 8, 2006 0.0 KB View HTML  
REGDEX form regdex Jan 12, 2007 0.0 KB View HTML  
CERTNAS national exchange activity May 22, 2007 0.0 KB View HTML  
EFFECT effectiveness order May 24, 2007 0.0 KB View HTML  
EFFECT effectiveness order Jul 29, 2008 0.0 KB View HTML  
EFFECT effectiveness order Feb 8, 2012 0.0 KB View HTML  
3 socha kenneth m May 25, 2007 19.2 KB View HTML View PDF View XLS Add to Briefcase
3 corbus barclay Sep 12, 2007 19.3 KB View HTML View PDF View XLS Add to Briefcase
3 taormina vincent c Apr 25, 2008 20.8 KB View HTML View PDF View XLS Add to Briefcase
3 miller bradley n Sep 8, 2010 16.3 KB View HTML View PDF View XLS Add to Briefcase
4 mitchell, warren i Mar 12, 2010 18.8 KB View HTML View PDF View XLS Add to Briefcase
4 mitchell, warren i Nov 16, 2009 18.8 KB View HTML View PDF View XLS Add to Briefcase
4 mitchell, warren i Mar 16, 2010 18.8 KB View HTML View PDF View XLS Add to Briefcase
4 demers, david r Dec 14, 2007 23.8 KB View HTML View PDF View XLS Add to Briefcase
4 littlefair, andrew j Mar 16, 2010 18.9 KB View HTML View PDF View XLS Add to Briefcase
4 miller, james c iii Dec 14, 2007 18.7 KB View HTML View PDF View XLS Add to Briefcase
4 mitchell, warren i Sep 8, 2011 23.7 KB View HTML View PDF View XLS Add to Briefcase
4 pickens, boone Jun 22, 2007 22.2 KB View HTML View PDF View XLS Add to Briefcase
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