SC 13D/A: Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities
Published on November 22, 2010
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UNITED STATES |
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SECURITIES AND EXCHANGE COMMISSION |
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Washington, D.C. 20549 |
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SCHEDULE 13D/A |
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Under the Securities Exchange Act
of 1934
(Amendment No. 1)*
CLEAN ENERGY FUELS CORP.
(Name of Issuer)
Common Stock, par value $0.0001 per share
(Title of Class of Securities)
184499 10 1
(CUSIP Number)
Bradley
N. Miller
B&M Miller Equity Holdings Inc.
c/o Clean Energy Fuels Corp.
3020 Old Ranch Parkway, Suite 400
Seal Beach, California 90740
Telephone: (562) 493-2804
(Name, Address and
Telephone Number of Person
Authorized to Receive Notices and Communications)
November 16, 2010
(Date of Event Which
Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7(b) for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP No. 184499 10 1 |
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1 |
Names of Reporting Persons |
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Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
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(b) |
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3 |
SEC Use Only |
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4 |
Source of Funds (See
Instructions) |
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5 |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
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6 |
Citizenship or Place of Organization |
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Number of |
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Sole Voting Power |
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8 |
Shared Voting Power |
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9 |
Sole Dispositive Power |
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10 |
Shared Dispositive Power |
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11 |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
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12 |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o |
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13 |
Percent of Class
Represented by Amount in Row (11) |
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14 |
Type of Reporting Person
(See Instructions) |
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CUSIP No. 184499 10 1 |
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1 |
Names of Reporting Persons |
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2 |
Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
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(b) |
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3 |
SEC Use Only |
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4 |
Source of Funds (See
Instructions) |
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5 |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
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6 |
Citizenship or Place of Organization |
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Number of |
7 |
Sole Voting Power |
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8 |
Shared Voting Power |
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9 |
Sole Dispositive Power |
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10 |
Shared Dispositive Power |
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11 |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
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12 |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o |
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13 |
Percent of Class
Represented by Amount in Row (11) |
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14 |
Type of Reporting Person
(See Instructions) |
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ITEM 1. Security and Issuer.
This Amendment No. 1 (the Amendment) amends and supplements that certain Statement on Schedule 13D filed with the Securities and Exchange Commission (the Commission) on September 17, 2010 (the Schedule 13D) relating to shares of common stock, par value $0.0001 per share (the Issuer Common Stock), of Clean Energy Fuels Corp., a Delaware corporation (the Issuer). The principal executive offices of the Issuer are located at 3020 Old Ranch Parkway, Suite 400, Seal Beach, California 90740.
The Reporting Persons are filing this Amendment to report (i) changes in their beneficial ownership since the date of the Schedule 13D and (ii) that the Reporting Persons have ceased to be beneficial owners of more than five percent of the outstanding Issuer Common Stock as of September 22, 2010.
Capitalized terms used herein and not otherwise defined in this Amendment shall have the meanings set forth in the Schedule 13D. Except as specifically set forth herein, the Schedule 13D remains unmodified.
ITEM 5. Interest in Securities of the Issuer.
The Reporting Persons have beneficial ownership of an aggregate of 2,345,008 shares of Issuer Common Stock. Based on an aggregate of 69,597,678 shares of Issuer Common Stock outstanding as of November 18, 2010, the Reporting Persons beneficially own 3.37% of outstanding Issuer Common Stock.
The Reporting Persons each have the sole power to vote and dispose of the 2,345,008 shares of Issuer Common Stock beneficially owned by them. The Reporting Persons have ceased to be beneficial owners of more than five percent of the outstanding Issuer Common Stock as of September 22, 2010.
During the past sixty days, B&M has sold shares of Issuer Common Stock in open market transactions as follows:
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Date |
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Shares Sold |
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Price |
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Trade Range |
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September 22, 2010 |
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179,500 |
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$ |
15.3223 |
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$14.86 - $15.85 |
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September 22, 2010 |
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26,900 |
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$ |
16.0063 |
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$15.86 - $16.175 |
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September 27, 2010 |
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150,000 |
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$ |
14.7466 |
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$14.54 - $15.25 |
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October 4, 2010 |
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1,833 |
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$ |
14.02 |
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$14.00 - $14.03 |
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October 6, 2010 |
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80,818 |
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$ |
14.1289 |
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$14.00 - $14.26 |
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October 8, 2010 |
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64,799 |
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$ |
14.0471 |
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$14.00 - $14.1102 |
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October 11, 2010 |
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52,550 |
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$ |
14.1361 |
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$14.04 - $14.36 |
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November 15, 2010 |
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100,000 |
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$ |
14.30 |
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$14.25 - $14.35 |
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November 16, 2010 |
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21,600 |
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$ |
14.26 |
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$14.25 - $14.30 |
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November 17, 2010 |
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154,160 |
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$ |
14.01 |
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$14.00 - $14.12 |
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November 18, 2010 |
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224,240 |
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$ |
14.05 |
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$14.00 - $14.20 |
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The Reporting Persons will provide, upon request by the SEC, full information regarding the number of shares sold at each separate price within the trade range set forth in the table above.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Amendment is true, complete and correct.
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Date: November 22, 2010 |
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BRADLEY N. MILLER |
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/s/ Bradley N. Miller |
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Bradley N. Miller |
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B&M MILLER EQUITY HOLDINGS INC. |
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/s/ Bradley N. Miller |
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By: Bradley N. Miller |
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Title: President |