Form: SD

Specialized Disclosure Report filed pursuant to Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to the use of conflict minerals (Rule 13p-1)

May 28, 2015

Exhibit 1.01

 

CLEAN ENERGY FUELS CORP.

Conflict Minerals Report

For the Reporting Period from January 1, 2014 to December 31, 2014

 

This Conflict Minerals Report (the “Report”) of Clean Energy Fuels Corp. (the “Company”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934 for the reporting period January 1, 2014 to December 31, 2014.

 

The Company is the leading provider of natural gas as an alternative fuel for vehicle fleets in the United States and Canada, based on the number of stations operated and the amount of gasoline gallon equivalents of compressed natural gas (“CNG”) and liquefied natural gas (“LNG”) delivered. The Company designs, builds, sells, operates and maintains fueling stations, and supplies its customers with CNG fuel for light, medium and heavy-duty vehicles and LNG fuel for medium and heavy-duty vehicles. The Company also manufactures, sells and services non-lubricated natural gas compressors and other equipment used in CNG stations and LNG stations, provides operation and maintenance services to customers, offers assessment, design and modification solutions to provide operators with code-compliant service and maintenance facilities for natural gas vehicle fleets, transports and sells CNG to large industrial and institutional energy users who do not have direct access to natural gas pipelines, produces and sells renewable natural gas (“RNG”), which can be used as vehicle fuel or sold for renewable power generation, sells tradable credits it generates by selling natural gas and RNG as a vehicle fuel, and helps its customers acquire and finance natural gas vehicles and obtain local, state and federal grants and incentives.

 

The Rule requires disclosure of certain information when a company manufactures or contracts to manufacture products for which the minerals specified in the Rule are necessary to the functionality or production of those products.  The specified minerals, which are collectively referred to in this Report as the “Conflict Minerals,” are gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives, which are limited to tantalum, tin and tungsten.  The “Covered Countries” for the purposes of the Rule and this Report are the Democratic Republic of the Congo, the Republic of the Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia and Angola.  As described in this Report, certain of the Company’s operations manufacture, or contract to manufacture, products for which the Conflict Minerals are necessary to the functionality or production of those products.

 

When this Report uses the term “conflict-free,” it means the mines, smelters or refiners have been verified as complying with the Conflict-Free Sourcing Initiative’s Conflict-Free Smelter Program (the “CFSP”) or an equivalent third-party audit program.

 

Description of the Company’s Products Covered by this Report

 

This Report relates to products: (i) for which Conflict Minerals are necessary to the functionality or production of that product; (ii) that were manufactured, or contracted to be manufactured, by the Company; and (iii) for which the manufacture was completed during calendar year 2014.

 

These products, which are referred to in this Report collectively as the “Covered Products,” are the following:

 

·                  CNG Compressors — products that create CNG by compressing natural gas to less than 1 percent of the volume it occupies at standard atmospheric pressure.  This product category also includes replacement parts for CNG compressors.

·                  CNG Dispensers — products that dispense CNG into vehicles.  This product category also includes replacement parts for CNG dispensers.

·                  CNG Pressure Reduction Systems — systems that reduce the pressure of the natural gas that is supplied to a fueling location.  This product category also includes replacement parts for CNG pressure reduction systems.

 



 

·                  LNG Pumps — products that offload LNG from cryogenic tanker trailers into storage tanks at LNG fueling stations.  LNG pumps also deliver LNG to dispensers from storage tanks.  This product category also includes replacement parts for LNG pumps.

·                  LNG Dispensers — products that dispense LNG into vehicles.  This product category also includes replacement parts for LNG dispensers.

·                  Fueling Station Support Panels — electrical storage panels used in natural gas fueling stations.  A fueling station support panel houses the point of sale system that tracks dispenser transactions; the communications system; purge fans; a digital video recorder and camera to record activities at the station; and power circuits for station lighting and electrical control. This product category also includes replacement parts for fueling station support panels.

 

Third-party products that the Company retails but does not manufacture or contract to manufacture are outside the scope of this Report.

 

Overview of the Company’s Supply Chain

 

The Company’s supply chain with respect to the Covered Products is complex, and there are many third parties in the supply chain between the ultimate manufacture of the Covered Products and the original sources of Conflict Minerals.  In this regard, the Company does not purchase Conflict Minerals directly from mines, smelters or refiners.  The Company must therefore rely on its suppliers to provide information regarding the origin of Conflict Minerals that are necessary to the functionality or production of the Covered Products.  Moreover, the Company believes that the smelters and refiners of the Conflict Minerals are best situated to identify the sources of Conflict Minerals, and therefore has sought to identify the applicable smelters and refiners of Conflict Minerals in the Company’s supply chain.

 

The Company’s Conflict Minerals Policy

 

The Company adopted a policy relating to the Conflict Minerals (the “Company Policy”) that provides as follows:

 

·                  The Company is guided by its core beliefs and values as stated in the Company’s Code of Ethics.  The Company is committed to ethical practices and compliance with applicable laws and regulations wherever it does business.  The Company believes that its commitment to integrity and citizenship extends to its worldwide supply base.  The Company is committed to sourcing its products responsibly, and it expects its suppliers to also source materials from responsible suppliers.

·                  The Company expects its suppliers to partner with it to comply with the Rule.  The Company expects its suppliers to:

·                  Complete the Company’s Conflict Minerals survey, identifying any Conflict Mineral material that they sell to the Company and the smelter, refiner or mine that provided the original Conflict Mineral material (for this purpose, the Company’s direct suppliers may have to require successive upstream suppliers to complete the Company’s Conflict Minerals survey until the applicable smelter, refiner or mine is identified, and if the smelter, refiner or mine is in the Covered Countries or sources Conflict Minerals from Covered Countries, whether the Conflict Mineral material is conflict-free);

·                  Agree to cooperate fully with the Company in connection with any due diligence that the Company chooses to perform with respect to its country of origin inquiries; and

·                  When the Company deems it necessary, to provide reasonable proof of the due diligence performed by the supplier to support the country of origin certification and any other information provided by the supplier to the Company.

·                  The Company evaluates its relationships with its suppliers on an ongoing basis, and reserves the right to consider the extent to which a supplier has failed to reasonably comply with the Company Policy in the course of such evaluation.

 

The Company has designed its conflict minerals reporting efforts to align and comply with the Rule.  The full text of the Company Policy is available at: http://investors.cleanenergyfuels.com/corporate-governance.cfm.  The foregoing website reference is intended to be an inactive textual reference and the contents of the Company’s website are not intended to be incorporated into this report.

 



 

The Company’s Reasonable Country of Origin Inquiry and Due Diligence Process

 

The Company has conducted a good faith reasonable country of origin inquiry regarding the Conflict Minerals.  This good faith reasonable country of origin inquiry was reasonably designed to determine whether any of the Conflict Minerals originated in the Covered Countries and whether any of the Conflict Minerals may be from recycled or scrap sources.  The Company also exercised due diligence on the source and chain of custody of the Conflict Minerals as described below.

 

Due diligence process design

 

The Company’s due diligence measures have been designed to conform, in all material respects, to the framework in the Organisation for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High Risk Areas: Second Edition (2013), including the related supplements on gold, tin, tantalum and tungsten (the “OECD Guidance”).

 

Due diligence performed

 

The following is a summary of the Company’s due diligence process performed during the reporting year for the products covered by this Report:

 

OECD Guidance Step 1: Establish a management system

 

·                  The Company adopted a policy relating to the Conflict Minerals and posted such policy on its website.

·                  The Company created a working group to oversee its due diligence process (“Working Group”).  Such group was led by the Company’s General Counsel, the Company’s Manager, Supply Chain, and the Director of Supply Chain Management and Manufacturing of the Company’s Clean Energy Compression subsidiary.  The Working Group also included a Clean Energy Compression Supplier Development Specialist, and the Director of LNG Engineering and the Supply Chain Manager of the Company’s Clean Energy Cryogenics subsidiary.  The Company also engaged an external service provider to support the due diligence process.

·                  The Company adopted the Conflict Minerals Reporting Template that the Conflict-Free Sourcing Initiative (“CFSI”) has created (the “Template”) as a means for the collection of information relating to the use and origin of Conflict Minerals (including smelter data) in the Company’s supply chain.

 

OECD Guidance Step 2: Identify and assess risks

 

·                  The Company contacted its 90 identified in-scope suppliers and provided them with a summary of the Rule, links to the Template and the Company Policy, and contact information for Working Group members.

·                  To aid in the identification and assessment of potentially adverse impacts, the Company defined several “Red Flags,” or indicators that one or more items in a response are worthy of further action by the Company.  The Red Flags were designed to capture: (i) that the Template has been completely filled out, even if a supplier indicates that most areas are in progress; (ii) reasonableness of response using logic checks; (iii) whether a supplier has initiated their own due diligence on minerals sourcing; and (iv) whether any Conflict Minerals are sourced from a Covered County, and if sourced from a Covered Country, whether the identified mines, smelters or refiners are conflict-free.

·                  Suppliers that did not submit the Template by the requested deadline or presented Red Flags were contacted by members of the Working Group.

·                  The Company developed a risk assessment based on the supplier responses.

 



 

OECD Guidance Step 3: Design and implement strategy to respond to risk

 

·                  The Working Group reported the findings of the due diligence program, including the risk assessment, to the Company’s senior management and Board of Directors.

·                  The Company developed a risk management strategy and plan that sets forth supplier risk management strategies.

 

OECD Guidance Step 4: Carry out independent third party audits of the supply chain

 

·                  The Company relied on the CFSI and that organization’s CFSP for independent third party audits of the smelters in its supply chain.

 

OECD Guidance Step 5: Report on supply chain due diligence

 

·                  The Company reported the results of the due diligence it performed by providing this Report as Exhibit 1.01 to a Form SD filed with the Securities and Exchange Commission.  The Company also made this Report publicly available on its website.

 

Results of Due Diligence Performed

 

The Company’s efforts to determine the mine or location of origin of the Conflict Minerals contained in the Covered Products with the greatest possible specificity consisted of the due diligence measures described in this Report.  Due to additional efforts by the Working Group to identify and solicit responses from in-scope suppliers, the Company received responses from 63% of its identified in-scope suppliers.  This level of supplier response constituted a 15% increase over 2013.

 

Very few of the suppliers contacted by the Company identified the facilities from which they source Conflict Minerals.  Some suppliers responded that they were not requesting smelter names from their suppliers and/or had not implemented due diligence procedures to determine the origin of Conflict Minerals in their respective supply chains.

 

Based on the information provided by the Company’s suppliers, and taking into account the preceding paragraph, the Company believes that the facilities that may have been used to process the Conflict Minerals in the Company’s products include the facilities listed in Tables 1, 2 and 3 at the end of this Report.  Of the 274 processing facilities identified for calendar year 2014 by the Company’s suppliers, 159 were validated as conflict-free, 18 have agreed to participate in the CFSP but have not yet completed the program and 97 have not been validated as conflict-free.

 

Some of the supplier responses represented their supply chain at a company-level rather than being product-specific.  As such the list of processing facilities disclosed in this Report may contain more facilities than those that actually process the Conflict Minerals contained in the Company’s products.

 

Based on its due diligence efforts, the Company does not have sufficient information to conclusively determine the countries of origin of the Conflict Minerals in its products.  However, based on the information provided by the Company’s suppliers, the Company believes that some of the Conflict Minerals contained in its products originated from Covered Countries.

 

Steps To Be Taken

 

The Company expects to take the following steps, among others, to improve its due diligence measures and to further mitigate the risk that the necessary Conflict Minerals contained in the Company’s products benefit armed groups in the Covered Countries:

 

·                  Enhancing its employee training relating to the Rule, the Company Policy and procedures to identify and work with in-scope suppliers.

·                  Continuing to engage with suppliers to obtain accurate and complete information about the origin of Conflict Minerals in the Company’s supply chain, including improving the quality of the processing facility data provided by suppliers.

·                  Seeking opportunities to assist suppliers in building capabilities with a view to improving due diligence performance.

·                  Continuing its initiative to include language in its new supply contracts that requires suppliers to comply with the Company Policy.

·                  Engaging in industry initiatives encouraging conflict-free supply chains.

 



 

Tables of Our Conflict Minerals Processing Facilities

 

Table 1.  CFSP-compliant processing facilities as of May 13, 2015.

 

Processing facilities reported in the Company’s supply chain validated as compliant according to the CFSP.

 

Metal

 

Processing Facility Name

 

Processing Facility
Location

Gold

 

Aida Chemical Industries Co. Ltd.

 

Japan

Gold

 

Allgemeine Gold-und Silberscheideanstalt A.G.

 

Germany

Gold

 

AngloGold Ashanti Córrego do Sítio Minerção

 

Brazil

Gold

 

Argor-Heraeus SA

 

Switzerland

Gold

 

Asahi Pretec Corporation

 

Japan

Gold

 

Atasay Kuyumculuk Sanayi Ve Ticaret A.S.

 

Turkey

Gold

 

Aurubis AG

 

Germany

Gold

 

Boliden AB

 

Sweden

Gold

 

C. Hafner GmbH + Co. KG

 

Germany

Gold

 

CCR Refinery — Glencore Canada Corporation

 

Canada

Gold

 

Chimet S.p.A.

 

Italy

Gold

 

Dowa

 

Japan

Gold

 

Eco-System Recycling Co., Ltd.

 

Japan

Gold

 

Heimerle + Meule GmbH

 

Germany

Gold

 

Heraeus Ltd. Hong Kong

 

Hong Kong

Gold

 

Heraeus Precious Metals GmbH & Co. KG

 

Germany

Gold

 

Ishifuku Metal Industry Co., Ltd.

 

Japan

Gold

 

Istanbul Gold Refinery

 

Turkey

Gold

 

Japan Mint

 

Japan

Gold

 

Johnson Matthey Inc

 

United States

Gold

 

Johnson Matthey Ltd

 

Canada

Gold

 

JSC Ekaterinburg Non-Ferrous Metal Processing Plant

 

Russian Federation

Gold

 

JSC Uralelectromed

 

Russian Federation

Gold

 

JX Nippon Mining & Metals Co., Ltd.

 

Japan

Gold

 

Kazzinc Ltd

 

Kazakhstan

Gold

 

Kennecott Utah Copper LLC

 

United States

Gold

 

Kojima Chemicals Co., Ltd

 

Japan

Gold

 

L’ azurde Company For Jewelry

 

Saudi Arabia

Gold

 

LS-NIKKO Copper Inc.

 

Korea, Republic of

Gold

 

Materion

 

United States

Gold

 

Matsuda Sangyo Co., Ltd.

 

Japan

Gold

 

Metalor Technologies (Hong Kong) Ltd

 

Hong Kong

Gold

 

Metalor Technologies (Singapore) Pte. Ltd.

 

Singapore

Gold

 

Metalor Technologies SA

 

Switzerland

Gold

 

Metalor USA Refining Corporation

 

United States

Gold

 

Met-Mex Peñoles, S.A.

 

Mexico

Gold

 

Mitsubishi Materials Corporation

 

Japan

Gold

 

Mitsui Mining and Smelting Co., Ltd.

 

Japan

 



 

Metal

 

Processing Facility Name

 

Processing Facility
Location

Gold

 

MMTC-PAMP India Pvt. Ltd

 

India

Gold

 

Nadir Metal Rafineri San. Ve Tic. A.Ş.

 

Turkey

Gold

 

Nihon Material Co. LTD

 

Japan

Gold

 

Ohio Precious Metals, LLC

 

United States

Gold

 

Ohura Precious Metal Industry Co., Ltd

 

Japan

Gold

 

OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet)

 

Russian Federation

Gold

 

PAMP SA

 

Switzerland

Gold

 

PT Aneka Tambang (Persero) Tbk

 

Indonesia

Gold

 

PX Précinox SA

 

Switzerland

Gold

 

Rand Refinery (Pty) Ltd

 

South Africa

Gold

 

Republic Metals Corporation

 

United States

Gold

 

Royal Canadian Mint

 

Canada

Gold

 

Schone Edelmetaal

 

Netherlands

Gold

 

SEMPSA Joyería Platería SA

 

Spain

Gold

 

Shandong Zhaojin Gold & Silver Refinery Co. Ltd

 

China

Gold

 

Sichuan Tianze Precious Metals Co., Ltd

 

China

Gold

 

Singway Technology Co., Ltd.

 

Taiwan

Gold

 

Solar Applied Materials Technology Corp.

 

Taiwan

Gold

 

Sumitomo Metal Mining Co., Ltd.

 

Japan

Gold

 

Tanaka Kikinzoku Kogyo K.K.

 

Japan

Gold

 

The Refinery of Shandong Gold Mining Co. Ltd

 

China

Gold

 

Tokuriki Honten Co., Ltd

 

Japan

Gold

 

Umicore Brasil Ltda

 

Brazil

Gold

 

Umicore Precious Metals Thailand

 

Thailand

Gold

 

Umicore SA Business Unit Precious Metals Refining

 

Belgium

Gold

 

United Precious Metal Refining, Inc.

 

United States

Gold

 

Valcambi SA

 

Switzerland

Gold

 

Western Australian Mint trading as The Perth Mint

 

Australia

Gold

 

YAMAMOTO PRECIOUS METAL CO., LTD.

 

Japan

Gold

 

Zhongyuan Gold Smelter of Zhongjin Gold Corporation

 

China

Gold

 

Zijin Mining Group Co. Ltd

 

China

Tantalum

 

Changsha South Tantalum Niobium Co., Ltd.

 

China

Tantalum

 

Conghua Tantalum and Niobium Smeltry

 

China

Tantalum

 

D Block Metals, LLC

 

United States

Tantalum

 

Duoluoshan

 

China

Tantalum

 

Exotech Inc.

 

United States

Tantalum

 

F&X Electro-Materials Ltd.

 

China

Tantalum

 

FIR Metals & Resource., Ltd.

 

China

Tantalum

 

Global Advanced Metals Aizu

 

Japan

Tantalum

 

Global Advanced Metals Boyertown

 

United States

Tantalum

 

Guangdong Zhiyuan New Material Co., Ltd.

 

China

Tantalum

 

Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch

 

China

 



 

Metal

 

Processing Facility Name

 

Processing Facility
Location

Tantalum

 

H.C. Starck Co., Ltd.

 

Thailand

Tantalum

 

H.C. Starck GmbH Goslar

 

Germany

Tantalum

 

H.C. Starck GmbH Laufenburg

 

Germany

Tantalum

 

H.C. Starck Hermsdorf GmbH

 

Germany

Tantalum

 

H.C. Starck Inc.

 

United States

Tantalum

 

H.C. Starck Ltd.

 

Japan

Tantalum

 

H.C. Starck Smelting GmbH & Co.KG

 

Germany

Tantalum

 

Hengyang King Xing Lifeng New Materials Co., Ltd.

 

China

Tantalum

 

Hi-Temp

 

United States

Tantalum

 

Jiangxi Dinghai Tantalum & Niobium Co., LTD

 

China

Tantalum

 

JiuJiang JinXin Nonferrous Metals Co., Ltd.

 

China

Tantalum

 

Jiujiang Tanbre Co., Ltd.

 

China

Tantalum

 

Jiujiang Zhongao Tantalum & Niobium Co, Ltd

 

China

Tantalum

 

KEMET Blue Metals

 

Mexico

Tantalum

 

KEMET Blue Powder

 

United States

Tantalum

 

King-Tan Tantalum Industry Ltd

 

China

Tantalum

 

LSM Brasil S.A.

 

Brazil

Tantalum

 

Metallurgical Products India (Pvt.) Ltd.

 

India

Tantalum

 

Mineração Taboca S.A.

 

Brazil

Tantalum

 

Mitsui Mining & Smelting

 

Japan

Tantalum

 

Molycorp Silmet A.S.

 

Estonia

Tantalum

 

Ningxia Orient Tantalum Industry Co., Ltd.

 

China

Tantalum

 

Plansee SE Liezen

 

Austria

Tantalum

 

Plansee SE Reutte

 

Austria

Tantalum

 

QuantumClean

 

United States

Tantalum

 

RFH Tantalum Smeltry Co., Ltd

 

China

Tantalum

 

Solikamsk Magnesium Works OAO

 

Russian Federation

Tantalum

 

Taki Chemicals

 

Japan

Tantalum

 

Telex

 

United States

Tantalum

 

XinXing HaoRong Electronic Material CO.,LTD

 

China

Tantalum

 

Yichun Jin Yang Rare Metal Co., Ltd

 

China

Tantalum

 

Zhuzhou Cement Carbide

 

China

Tin

 

Alpha

 

United States

Tin

 

CV United Smelting

 

Indonesia

Tin

 

Dowa

 

Japan

Tin

 

EM Vinto

 

Bolivia

Tin

 

Gejiu Non-Ferrous Metal Processing Co. Ltd.

 

China

Tin

 

Magnu’s Minerais Metais e Ligas LTDA

 

Brazil

Tin

 

Melt Metais e Ligas S/A

 

Brazil

Tin

 

Metallo Chimique

 

Belgium

Tin

 

Mineração Taboca S.A.

 

Brazil

Tin

 

Minsur

 

Peru

 



 

Metal

 

Processing Facility Name

 

Processing Facility
Location

Tin

 

Mitsubishi Materials Corporation

 

Japan

Tin

 

OMSA

 

Bolivia

Tin

 

PT Artha Cipta Langgeng

 

Indonesia

Tin

 

PT ATD Makmur Mandiri Jaya

 

Indonesia

Tin

 

PT Babel Inti Perkasa

 

Indonesia

Tin

 

PT Bangka Kudai Tin

 

Indonesia

Tin

 

PT Bangka Putra Karya

 

Indonesia

Tin

 

PT Bangka Tin Industry

 

Indonesia

Tin

 

PT Belitung Industri Sejahtera

 

Indonesia

Tin

 

PT Bukit Timah

 

Indonesia

Tin

 

PT DS Jaya Abadi

 

Indonesia

Tin

 

PT Eunindo Usaha Mandiri

 

Indonesia

Tin

 

PT Mitra Stania Prima

 

Indonesia

Tin

 

PT Panca Mega Persada

 

Indonesia

Tin

 

PT Prima Timah Utama

 

Indonesia

Tin

 

PT REFINED BANGKA TIN

 

Indonesia

Tin

 

PT Sariwiguna Binasentosa

 

Indonesia

Tin

 

PT Timah (Persero), Tbk

 

Indonesia

Tin

 

PT Tinindo Inter Nusa

 

Indonesia

Tin

 

PT Wahana Perkit Jaya

 

Indonesia

Tin

 

Thaisarco

 

Thailand

Tin

 

White Solder Metalurgia e Mineração Ltda.

 

Brazil

Tungsten

 

Asia Tungsten Products Vietnam Ltd.

 

Vietnam

Tungsten

 

Chenzhou Diamond Tungsten Products Co., Ltd.

 

China

Tungsten

 

Fujian Jinxin Tungsten Co., Ltd.

 

China

Tungsten

 

Ganzhou Huaxing Tungsten Products Co., Ltd.

 

China

Tungsten

 

Ganzhou Jiangwu Ferrotungsten Co., Ltd.

 

China

Tungsten

 

Ganzhou Seadragon W & Mo Co., Ltd.

 

China

Tungsten

 

Global Tungsten & Powders Corp.

 

United States

Tungsten

 

Hunan Chenzhou Mining Group Co., Ltd.

 

China

Tungsten

 

Japan New Metals Co., Ltd.

 

Japan

Tungsten

 

Jiangxi Gan Bei Tungsten Co., Ltd.

 

China

Tungsten

 

Malipo Haiyu Tungsten Co., Ltd.

 

China

Tungsten

 

Vietnam Youngsun Tungsten Industry Co., Ltd

 

Vietnam

Tungsten

 

Wolfram Bergbau und Hütten AG

 

Austria

Tungsten

 

Xiamen Tungsten (H.C.) Co., Ltd.

 

China

Tungsten

 

Xiamen Tungsten Co., Ltd.

 

China

 



 

Table 2.  CFSP participating processing facilities as of May 13, 2015.

 

Processing facilities reported in the Company’s supply chain that have agreed to participate in the CFSP but have not yet completed the program.

 

Metal

 

Processing Facility Name

 

Processing Facility
Location

Gold

 

Asaka Riken Co Ltd

 

Japan

Gold

 

Cendres + Métaux SA

 

Switzerland

Gold

 

Doduco

 

Germany

Gold

 

SOE Shyolkovsky Factory of Secondary Precious Metals

 

Russian Federation

Gold

 

Torecom

 

Korea, Republic of

Gold

 

Yokohama Metal Co Ltd

 

Japan

Tantalum

 

Phoenix Metal Ltd

 

Rwanda

Tin

 

China Tin Group Co., Ltd.

 

China

Tin

 

Fenix Metals

 

Poland

Tin

 

O.M. Manufacturing (Thailand) Co., Ltd.

 

Thailand

Tin

 

O.M. Manufacturing Philippines, Inc.

 

Philippines

Tin

 

PT BilliTin Makmur Lestari

 

Indonesia

Tin

 

PT Inti Stania Prima

 

Indonesia

Tin

 

PT Karimun Mining

 

Indonesia

Tin

 

PT Sumber Jaya Indah

 

Indonesia

Tin

 

Rui Da Hung

 

Taiwan

Tin

 

Soft Metais, Ltda.

 

Brazil

Tin

 

Yunnan Chengfeng Non-ferrous Metals Co.,Ltd.

 

China

 

Table 3.  No known CFSP participating as of May 13, 2015.

 

Processing facilities reported in the Company’s supply chain that have not been validated as CFSP-compliant.

 

Metal

 

Processing Facility Name

 

Processing Facility
Location

Gold

 

Advanced Chemical Company

 

United States

Gold

 

Aktyubinsk Copper Company TOO

 

Russian Federation

Gold

 

Almalyk Mining and Metallurgical Complex (AMMC)

 

Uzbekistan

Gold

 

Bangko Sentral ng Pilipinas (Central Bank of the Philippines)

 

Philippines

Gold

 

Bauer Walser AG

 

Germany

Gold

 

Caridad

 

Mexico

Gold

 

China National Gold Group Corporation

 

China

Gold

 

Chugai Mining

 

Japan

Gold

 

Colt Refining

 

United States

Gold

 

Daejin Indus Co. Ltd

 

Korea, Republic of

Gold

 

Daye Non-Ferrous Metals Mining Ltd.

 

China

Gold

 

Do Sung Corporation

 

Korea, Republic of

Gold

 

Fidelity Printers and Refiners Ltd.

 

Zimbabwe

Gold

 

FSE Novosibirsk Refinery

 

Russian Federation

Gold

 

Gansu Seemine Material Hi-Tech Co Ltd

 

China

 



 

Metal

 

Processing Facility Name

 

Processing Facility
Location

Gold

 

Guangdong Jinding Gold Limited

 

China

Gold

 

Hangzhou Fuchunjiang Smelting Co., Ltd.

 

China

Gold

 

Hunan Chenzhou Mining Group Co., Ltd.

 

China

Gold

 

Hwasung CJ Co. Ltd

 

Korea, Republic of

Gold

 

Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited

 

China

Gold

 

Jiangxi Copper Company Limited

 

China

Gold

 

KGHM Polska Miedź Spółka Akcyjna

 

Poland

Gold

 

Korea Metal Co. Ltd

 

Korea, Republic of

Gold

 

Kyrgyzaltyn JSC

 

Kyrgyzstan

Gold

 

Lingbao Gold Company Limited

 

China

Gold

 

Lingbao Jinyuan Tonghui Refinery Co. Ltd.

 

China

Gold

 

Luoyang Zijin Yinhui Metal Smelt Co Ltd

 

China

Gold

 

Moscow Special Alloys Processing Plant

 

Russian Federation

Gold

 

Navoi Mining and Metallurgical Combinat

 

Uzbekistan

Gold

 

OJSC Kolyma Refinery

 

Russian Federation

Gold

 

Penglai Penggang Gold Industry Co Ltd

 

China

Gold

 

Prioksky Plant of Non-Ferrous Metals

 

Russian Federation

Gold

 

Sabin Metal Corp.

 

United States

Gold

 

Samduck Precious Metals

 

Korea, Republic of

Gold

 

SAMWON METALS Corp.

 

Korea, Republic of

Gold

 

So Accurate Group, Inc.

 

United States

Gold

 

The Great Wall Gold and Silver Refinery of China

 

China

Gold

 

Yunnan Copper Industry Co Ltd

 

China

Tantalum

 

Shanghai Jiangxi Metals Co. Ltd

 

China

Tin

 

China Rare Metal Materials Company

 

China

Tin

 

CNMC (Guangxi) PGMA Co. Ltd.

 

China

Tin

 

Cooper Santa

 

Brazil

Tin

 

CV Gita Pesona

 

Indonesia

Tin

 

CV JusTindo

 

Indonesia

Tin

 

CV Makmur Jaya

 

Indonesia

Tin

 

CV Nurjanah

 

Indonesia

Tin

 

CV Serumpun Sebalai

 

Indonesia

Tin

 

CV Venus Inti Perkasa

 

Indonesia

Tin

 

Estanho de Rondônia S.A.

 

Brazil

Tin

 

Gejiu Kai Meng Industry and Trade LLC

 

China

Tin

 

Gejiu Zi-Li

 

China

Tin

 

Huichang Jinshunda Tin Co. Ltd

 

China

Tin

 

Jiangxi Nanshan

 

China

Tin

 

Linwu Xianggui Smelter Co

 

China

Tin

 

Novosibirsk Integrated Tin Works

 

Russian Federation

Tin

 

PT Alam Lestari Kencana

 

Indonesia

Tin

 

PT Babel Surya Alam Lestari

 

Indonesia

 



 

Metal

 

Processing Facility Name

 

Processing Facility
Location

Tin

 

PT Bangka Timah Utama Sejahtera

 

Indonesia

Tin

 

PT Donna Kembara Jaya

 

Indonesia

Tin

 

PT Fang Di MulTindo

 

Indonesia

Tin

 

PT HANJAYA PERKASA METALS

 

Indonesia

Tin

 

PT HP Metals Indonesia

 

Indonesia

Tin

 

PT Koba Tin

 

Indonesia

Tin

 

PT Pelat Timah Nusantara Tbk

 

Indonesia

Tin

 

PT Rajwa International

 

Indonesia

Tin

 

PT Seirama Tin investment

 

Indonesia

Tin

 

PT Singkep Times Utama

 

Indonesia

Tin

 

PT Stanindo Inti Perkasa

 

Indonesia

Tin

 

PT Supra Sukses Trinusa

 

Indonesia

Tin

 

PT Tambang Timah

 

Indonesia

Tin

 

PT Tirus Putra Mandiri

 

Indonesia

Tin

 

PT Tommy Utama

 

Indonesia

Tin

 

PT Yinchendo Mining Industry

 

Indonesia

Tungsten

 

A.L.M.T. Corp.

 

Japan

Tungsten

 

Chongyi Zhangyuan Tungsten Co., Ltd.

 

China

Tungsten

 

Dayu Jincheng Tungsten Industry Co., Ltd.

 

China

Tungsten

 

Dayu Weiliang Tungsten Co., Ltd.

 

China

Tungsten

 

Ganxian Shirui New Material Co., Ltd.

 

China

Tungsten

 

Ganzhou Non-ferrous Metals Smelting Co., Ltd.

 

China

Tungsten

 

Ganzhou Yatai Tungsten Co., Ltd.

 

China

Tungsten

 

Guangdong Xianglu Tungsten Co., Ltd.

 

China

Tungsten

 

H.C. Starck GmbH

 

Germany

Tungsten

 

H.C. Starck Smelting GmbH & Co.KG

 

Germany

Tungsten

 

Jiangwu H.C. Starck Tungsten Products Co., Ltd.

 

China

Tungsten

 

Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.

 

China

Tungsten

 

Jiangxi Richsea New Materials Co., Ltd.

 

China

Tungsten

 

Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.

 

China

Tungsten

 

Jiangxi Xinsheng Tungsten Industry Co., Ltd.

 

China

Tungsten

 

Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.

 

China

Tungsten

 

Jiangxi Yaosheng Tungsten Co., Ltd.

 

China

Tungsten

 

Kennametal Fallon

 

United States

Tungsten

 

Kennametal Huntsville

 

United States

Tungsten

 

Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC

 

Vietnam

Tungsten

 

Sanher Tungsten Vietnam Co., Ltd.

 

Vietnam

Tungsten

 

Tejing (Vietnam) Tungsten Co., Ltd.

 

Vietnam

Tungsten

 

Wolfram Company CJSC

 

Russian Federation

Tungsten

 

Xinhai Rendan Shaoguan Tungsten Co., Ltd.

 

China